UNDERGRADUATE LAW SUBJECTS
REVISION SERIES
SUBJECT: COMMON LAW REASONING AND INSTITUTIONS
There are two essays on statutory interpretation. The "Main Essay" is more detailed while the "Summarised Essay" is concise but did not leave out the key issues. This is the kind of skill you need to develop while preparing for your examinations. I will advise you to read the two and compare.
STATUTORY
INTERPRETATION -MAIN ESSAY
INTRODUCTION
Statutes
historically comprised a small portion of the law in the English legal system.
Joining living tradition, student experience activity being one of grasping
language, learning knowledge claims or statements and focussed on the Inns of
England. The rules of presumption on statutory interpretation adopted in
England owe their unique character to the changing constitutional balance
between King, Parliament and senior judges. Law making was a marginal activity
of parliament and consisted largely of private members bills on criminal matter
and enclosure law. Law was thought as the criminal matters and statutes as ‘marginal
adjustment to the reigning state of affairs (Atiyah – the Rise and Fall of
Freedom of Contract). The governing idea for the judiciary for many years was
that it was best to leave the common law alone and that statutes were not to be
passed unless absolute necessary and legislation was to be interpreted
strictly. Until 1960, it was felt that judges often share an altitude of
mistrust or even fear of statute law. One attempt was to interpret the statutes
in a narrow and literal form, thus ensuring the scope of the statute was kept
as narrow as possible. The situation has now change, commentators now talk of
purposive approach to interpretation and the age of literal interpretation may
have ended in the late 1960s. The Human Rights Act presents a new chapter to
construe legislation as to make it as far as possible in line with the Human Rights
Act (HRA), if not to declare it as incompatible. R v Harris the defendant bit the
nose of the victim, he was not held under the act because teeth were not
considered a dangerous weapon. Unified contextual approach, the Learning legal
rules is extremely valuable here; this is the core skill that first year
students need to grasp.
STATUTORY
INTERPRETATION IN THE ENGLISH LEGAL SYSTEM
The
largest transnational influence upon the English legal system has resulted from
the United Kingdom joining the European Community/European Union. Under the European
Communities Act (ECA) 1972 any United Kingdom enactment has effect
subject to existing enforceable community rights
Statutes
are fundamental sources of law. In
contrast to case law, the statute is both the source and the statement of the
law. There are problems in drafting
statutes for example, in rationalising the offence of burglary under the Theft Act 1968,
a person is guilty of burglary when he or she enters a ‘building’ as a
trespasser, in order to commit theft or certain other offences. The word ‘building’ has subsequently been
interpreted by the courts at various times as being a houseboat, a caravan and
even a large commercial refrigerator in addition to houses, warehouses
factories or shop. F. A. R. Bennion (1990) has identified a number of
factors that may cause doubt in interpreting a statutory provision as follows:
a)
Ellipsis:
the drafter refraining from using certain words that be regards as implied
automatically
b)
Broad
terms with wide meaning are often use (e.g. vehicle clearly covers motor cars,
buses, motor cycles)
c)
The
meaning of statutory expression may change over time – e.g. does family include
common law spouse, does father refers to biological or the social father
d)
Deliberate
uncertainty. Drafters may deliberate use
ambiguous word e.g. where provision is politically contentious
e)
Unforseeable
development
f)
Inadequate
use of words
g)
Printing
errors and drafting errors
APPROACHES TO
INTERPRETATION
The
general methods of statutory interpretation are not regulated by parliament,
but have been developed by the Judges. The Interpretation Act 1978 does not provide notes
for interpretation but simply provides standard definitions of common
provision. In the name of judicial independence and keeping faith to the law
alone, many judges have preferred strictly literal approach and have denied the
need to consider policy matters. In Pepper (Inspector of Taxes) v Hart (1993) AC 591
the House of Lords departed from the long established practice that prohibited
reference to Hansard (the record of debates in Parliament). T
THE RISE OF STATUTE
LAW
In
early times there were few statutes. The
bulk of the law was case law and statutes were of secondary importance. From
the Tudor period onwards the parliament became more and more independent and
the practice of law making by statute increase. Statutes did not become an
important source of law until the beginning of the nineteen century. At present
time, although there is a great deal of legislation, statute still forms a
comparatively small part of the law as a whole. Since the late 18th
Century the doctrine of parliamentary supremacy has been accepted. The idea of
Parliament as an absolutely sovereign legislature relies upon two
understandings:
a)
That
no parliament can bind a future parliament or be bound by previous one
b)
That
no Judge can condemn a law and refuse to apply it on the ground that it is
incompatible with the constitution or the fundamental principles of the common
law. That would be a usurpation of the
legislative function by the Judiciary.
The
Judiciary will not simply apply statutes.
They have adopted methods of relating to statutes that have preserved
the power of the judiciary as the oracle of the law
APPROACHES
TO STATUTORY INTERPRETATION
There is a large discretion in how to interpret, and as a result is there such
a radical choice that the result of chaos of interpreting. Or can we make sense of the situation through
some process of rational reconstruction of what happens in practice? Bennion’s
statutory Interpretation (1997) ‘Alas there is no golden rule. Nor is there mischief rule, or a literal
rule, or any other cure-all rule.
Instead there are thousand and one interpretative criteria. Fortunately. Not all these present themselves
in any one case; but those that do yield factors that the interpreter must
figuratively weigh and balance
A PROCESS MODEL OF
UNDERSTANDING THE INTERPRETATION OF STATUTES
A process model incorporates the
constitutional position with an understanding of how certain ‘rules of
interpretation’ can be rationally connected.
We shall examine the following:
The Basic Rules
a)
There
are no limit upon the power of Parliament to make law
b)
Judges
must always give effect to the intention of the parliament
c)
Interpretation
should start with the presumption that one should apply to ordinary, ‘literal’
meaning of the words of Parliament has used
Solutions to the
problems
a)
Look
for the ‘spirit of the Act’
b)
Read
words ‘in context’
c)
Use
as wide context as need be
There may be dangers
in these solutions e.g.
a)
There
may be disagreement as the ‘spirit of the Act’
b)
Widening
the context may solve some problems, but may also raise new ones on their place
c)
The
judge is in danger of acting as a legislator, using Parliament’s words only as
a starting point
d)
Parliament
complains that Judges are sabotaging its legislation by failing to use the
literal meaning of its words.
Approaches to
Statutory interpretation in English Law: and Outline
Basically
there are three approaches to statutory interpretation. These are the
Literal,
Golden and Mischief Rule.
A general purposive approach is also operative – each rule originated in different stage of
legal history and these are not really ‘rules’ but approaches to
interpretation. The ‘classic’ modern account of the role of these ‘rules’ was
given in 1938 by J. Willis in an article entitled ‘Statutory Interpretation in a
nutshell (16 Can Bar Rev 1). Most recently Sir Rupert Cross has suggested that the English
approach involves a progressive analysis rather than a choice among alternative
rules. The Judge first consider the
ordinary meaning of words in general context of statute then moves in to
consider other possibilities where ordinary meanings leads to absurd result.
This is known as the unified contextual approach and is supported by dicta in
the House of Lord decisions. In case of doubt or difficulty judges often say it
is necessary to discover the ‘intention of the parliament’ (this is the
purposive approach)
THE LITERAL RULE
The
literal rule states that the words used in statute must be given their plain,
ordinary or literal meaning. The literal rule encourages precision in drafting
and likely to produce result closest to the meaning intended by Parliament. It
avoids the danger of statutes being effectively re-written by judges.
Criticisms of the
Literal Rule
Judges
have excessively emphasised the literal meaning of statutory provisions without
giving due weight to their meaning in wider context. The literal rule is the
most clearly restrictive of the ‘rules’ it is in a sense conservative. It is
also a kind of professional politics reflecting the historical desire of the
judges to defend common law against encroachment. 1982 Lord Esher said in R v the Judge of
the City of London Court (19892) 1 QB 273 that if the words a statutes were clear, they
must be followed even if the result is not sensible, and even if it is absurd
and unjust. Sometimes it clearly seems that the judges want to show that
Parliament creates stupidities in the law when it over legislates. Thus in 1884 Lord Bramnwell said that if
Parliament created such absurdities then it was the job of the Parliament to
alter the words and not the courts. In Whitelely v Chappel (1868) 1 WLR 565 - statute made it an offence for anyone
during election to impersonate another person who was entitled to vote. The defendant impersonated a dead person and
the court found him not guilty since it used the narrow literal rule because a
dead person was not entitled to vote. Griffith v Secretary of State for Environment (1983) 2 WLR
172) the legislation gave six weeks to appeal against Secretary of
State’s refusal to grant planning permission.
The plaintiff had not been informed of that decision. The House of Lords
held that the corrected date was the moment a civil servant had date-stamped
the decision even though the letter was never sent, and the plaintiff did not
know of the decision. The Literal Rules
implies that it must be applied even if the result is absurd, the judges
dislike the statute and interpretation may inflict hardship on those affected. R v Maginnis (1987)
1 All ER 907 the defendant who friend left drugs in his car was
convicted of unlawful possession of a controlled drug with intent to supply it
to another. In order to arrive at proper meanings of words in a statute the
judge may look at dictionaries, the definition section of the Act (if any) and
previous cases decided on the meaning of similar words. Today it is more useful
that ‘the meaning of words used in any act must be found by reading the whole
of the Act in question.
THE GOLDEN RULE
Sometimes
you may find the golden rule expressed as Lord Wensleydale’s golden rule. The
words of Parke B (who became Lord Wensleydale) in the case of Becke v Smith
(1836) 2 M&W 191 are
often quoted: It is a very useful rule in
the construction of statute to adhere to the ordinary meaning of the words
used, and to the grammatical construction, unless that is at variance with the
intention of the legislature to be collected from the statute itself, or leads
to any manifest absurdity or repugnance, in which case the language may be
varied or modified so as to avoid such inconvenience, but no further. This
interpretation was expressively adopted in the case of Mattison v Hart *1854) 15 CB 357. In
essence it states that literal approach should be followed until it produces
absurdity, In the USA it is often presented as the first of the rules. The
controversial aspect of the rule is the unresolved questions – whether it could
only apply where words were ambiguous or whether it could only apply where
meaning were clear but absurd. There are other problems with absurd such as
does it mean inconsistent with other provisions in the same act or absurd for
other reason. The 1969 Law Commission
said that the rule provides no clear means to text absurdity and did not favour
it.
THE MISCHIEF RULE
Opinion
of the Barons who decided Heydon’s Case (1584) 3Co Rep 7a - What was the common law before the making of
the act? What was the mischief and defect for which the common law did not
provide? What remedy the parliament has resolved and appointed to cure the
disease of the commonwealth? True reason for the remedy – The office of the
judge is always to make such construction as shall suppress the mischief, and
advance the remedy, and to suppress subtle inventions and evasions for
continuance of the mischief, and pro private commodo, and to add forces and
life to the cure and remedy according to the true makers of the Act, pro bono
publico.
The
rule is rule is the oldest of the rules dating from a time when the judges had
much influence over the contents of the act and where the position of the
parliament was not as powerful as it is today.. The mischief rule does not
allow the court to re-write the Act. Smith v Hughes (1960) 2 All ER 859; a prostitute
taping the window soliciting for customer was not contravening Street Offences
Act 1959
In
1969 the Law Commission commented on the Mischief Rule as follows - … a somewhat more satisfactory approach to
the interpretation of statutes, (but) it is somewhat outdated in its approach,
because it assumes that statute is a subsidiary or supplement to the common
law, whereas in modern conditions many statutes mark a fresh point of departure
THE RULES IN THEIR
HISTORICAL CINTEXT
For
most of the 20th century the Literal Rule has been most widely used.
The first step legal reasoning is to identify the relevant rule or principle
that is applicable to the factual situation. The cultural background of a
system is an important factor influencing the readiness of judges as to decide
the applicability of rules of interpretation. The English legal system has not
had either an extensive codification project nor seen a written constitution.
Those common law systems where a written constitution is enacted such as the
United States, particularly strategies for constitutional interpretation are
often develop which, albeit somewhat different in purpose do influence approach
to normal legislature. In both civil and common law system where there is a
written constitution, there is a tendency to enact statutes that establish only
general principles of law and delegate to various agencies the authority to
adopt more specific regulations consistent with those more fundamental statues.
There is always the argument that legislation out to be applied just as is its
written down. Adherence to literal approach is often justified on the grounds
of the separation of powers and democratic expectation
EVIDENCE BEYOND THE
STATUTE
The
Common law favours textualism, or the idea that the law is to be found by
analysing legal text (either reports of previous case or the appropriate
legislation). The traditional approach meant that courts were openly suspicious
of arguments that they ascertain the meaning of the statutory words through
using extrinsic source). Extrinsic source is a basic tension inherent in legal
reasoning in this area. Seaford Courts Estates Ltd v Asher (1950) Lord Denning
had argued that: ‘We sit here to find out the intention of Ministers and of Parliament
and carry it out, we do this better by filling in the gaps and making sense if
the enactment than by opening it up to destructive criticism. Viscount Simmonds
said it appears to me a naked usurpation of the legislative function under the
thin guise of interpretation .If a gap is discovered, the remedy lies in
amending the act
The
material that should be referred to could include whole context of the Act;
Text of any delegated legislation under the authority of the act of the
parliament; Judicial precedents directly binding upon the text to be applied or
other relevant parts of the same statute and Treaties binding in the UK by
virtue of enabling act. Examples of persuasive authority:
o
Historical
background – Chandler
v DPP (1964) AC at p. 791. Lord Reid invoked the historical
conditions of the passing of the Official Secret Acts, 1911 to support his
interpretation of the Act. Usually only
legal sources are permissible and not textbooks
o
Government
publications – Reports of various law reform committees including Royal
Commissions, proceedings of other parliamentary committees (since 1975),
explanatory memoranda to bills since (1988) and since Pepper v Hart (1993) limited
recourse to Hansard
o
Interpretation
Act since 1889 the more recent version enacted in 1978. The Interpretation Act provide more guidance
for judges
The
two attempts by Lord Scarman in 1980 to put legislature through Parliament in
order to provide the courts with a wider range of aids to interpret statutes
both failed
UNIFIED CONTEXTUAL
APPROACH
In
his leading short work on statutory interpretation Sir Rupert Cross (1976) third
edition set out the following procedures Judges should follow:
a)
The
Judge must give effect to the (grammatical and) ordinary or where appropriate
the technical meaning of words in the general context of the statutes
b)
If
the judge considers the application of words in their ordinary sense would
produce a result which is contrary to the purpose of the status, he may apply
them in any secondary meaning which they are capable of bearing
c)
The
judge may read up words which he considers to be necessary implied but he has a
limited power to add, to alter or ignore statutory words in order to prevent a
provision from being unintelligible or absurd or totally unreasonable,
unworkable, and so totally irreconcilable with the rest of the state
d)
In
apply the above rules the judge may resort to certain aids to construction and
presumptions
e)
The
Judge must interpret a status as to give effect directly applicable European
law
This
approach may be seen as combination of purposive approach to interpretation and
changing constitutional position in light of the UK’s entry into the EU and the
advent of Human Rights Act.
PURPOSIVE APPROACH
The
purposive approach encourages the judge to look for the spirit of the act and
to read words into or out of the act when this is necessary. There is no need to wait for absurdity before
the judge begins to operate in this way and no need to consider existing common
law. A clear statement on this approach comes from Denning LJ in Seaford Court
Estates Ltd v Asher (1950) 2 All ER 1236 (see 6.3.1. above). Lord Denning’s Approach was severely criticised.
Viscount Simmonds in Magor & St Mellons RDC v Newport Corporation (1952) AC
189 said in Denning LJ’s views are naked usurpation of the
legislative function. In 1980 Lord Scarman said in a lecture that ‘on-one’
would dare to choose the literal rather than a purposive construction’ of a
statute. Although judges frequently refer to the concept of purposive statutory
construction, this approach should be used carefully and in any case will often
produce the same result as literal interpretation. Mandla v Dowell Lee: A case study of differing interpretations. Courts
were sharply divided on the application of statute, the Race Act. In Mandla v Dowell
Lee, the Court of Appeal and House of Lords differed markedly not
only of the interpretation of the ‘ethnic’ in the context of Sikhs in Britain
but in their attitude to the legislation and to the activities of the
Commission for Racial Equality .
THE IMPACT OF MEMBERSHIP
OF THE EUROPEAN UNION - ‘EUROPEAN LEGAL
METHOD’
The
accession of the United Kingdom to the European Communities Act 1972 has
radically altered the standing of parliamentary sovereignty. All UK legislation
must be interpreted to avoid conflict with European Law. If there is
irreducible conflict European Union law must prevail. The first Judge to face
up to this was Lord Denning in H.P. Bulmer Ltd v J Bollinger SA (1974) 3 WLR 202 he
argued that the literal approach was inadequate when dealing with the Treaty or
Rome since the statute was so broadly worded. The treaty of Rome was meant to
be clarified by Secondary legislation. English judges need to more readily
adopt the interpretative strategies more common in the other civil law
countries of Europe, namely looking at the purpose and principle of such
legislation. In Buchanan
& Co Ltd v Babco Forwarding and
Shipping UK Ltd (1977) QB 208 Lord Denning specifically pointed out
that the European Court of Justice used a ‘schematic’ or ‘teleological’ system
of interpretation, looking at the design or purpose of the legislation and
quite readily filling in any gaps. Many writers claim to discern increased
evidence of a purposive approach in the English legal system of interpretation,
but some are more circumspect.
INTERPRETATION AND
HUMAN RIGHTS ACT 1998
Section 3(1),
the court may not disapply legislation. The court may merely issue a ‘declaration
of incompatibility’ which gives rise to a power to take remedial action. Will
this blur boundary between interpretation and amendment of status. R&A
(Complainant’s sexual history) sub nom R v Y. Sexual offence:
Complainant’s Sexual
History) [2001] 2 WLR 1546 – House of Lords held that Youth Justice
and Criminal Evidence Act 1999 s.41 should be interpreted so that it is
compatible with article 6(1) Right to Fair Trial) even though a literal
interpretation would indicate that complainants must be protected in court from
questions concerning their sexual history when they alleged rape.
In
addition the HRA gives the court of Appeal the latitude to effective overruled
its decision which were decided before HRA came into effect Fiztpatricj v
Sterling Housing Association HRA was used to extend the right of same sex
partners to inherit statutory tenancy under the Rent Act 1977. D v East Berkshire
Community NHS Trust (2004) in which the CA held that the decision of
HL in X (Minor) v Bedfordshire County Council
(1994) could not be maintained after the introduction of HRA. HL
approved the approach in Kay v London Borough of Lambeth (2005). Where a
conflict between two decisions is the court will decide which one to follow, or
if a decision has been decided per incurrion, such decision would not be
followed.